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Tuesday, August 23, 2022

The Ninth Amendment v Substantive Due Process and rights.

 My Goodreads friend Alan Johnson, author of several very interesting books has been writing lately on the use of the Ninth Amendment as a better way to protect unenumerate rights, which, after all, is what the ninth is all about.

I quote from a passage he posted to Goodreads that I find particularly enlightening and look forward to a book I hope he writes.

During the last couple of days, I have been studying the Dobbs decision and planning an essay on it with the working title “Originalism Gone Wild: A Critical Analysis of Dobbs v. Jackson Women’s Health Organization (U.S. 2022).” The joint dissenting opinion of Justices Breyer, Sotomayor, and Kagan is one of the most brilliant and beautiful judicial opinions I have ever read. (I was a practicing lawyer for more than three decades, focusing especially on constitutional and public law litigation.) This dissenting opinion eviscerates originalism and offers a clear and compelling alternative mode of constitutional analysis. As did I in The Electoral College, 137–39, they rely, in part, on Chief Justice John Marshall’s analysis in McColloch v. Maryland, 17 U.S. 316 (1819). I will elaborate on such matters in my forthcoming paper, which I will post on academia.edu and link in the present Goodreads topic.

Dobbs and most of U.S. constitutional jurisprudence have studiously avoided the Ninth Amendment. I find it interesting that your proposed constitutional amendments replace the language of the Ninth Amendment with new substantive constitutional provisions. It is an interesting question whether it is advisable to delete the original language of the Ninth Amendment. In law school (1977), I wrote an 81-page paper titled “The Ninth Amendment as a Constitutional Reference of Individual Rights.” I will never publish that paper, because I now disagree with some of its positions and applications. However, the historical background of the Ninth Amendment is very interesting. In particular, it is highly questionable whether the Supreme Court’s substantive due process theory, based on the liberty component of the Fourteenth Amendment (or the liberty component of the Fifth Amendment Due Process Clause in cases involving federal legislation or executive action) is sound. And it is substantive due process—which Justice Scalia once called (not without reason) an “oxymoron”—that the Dobbs majority, especially Justice Thomas, wishes to cast into oblivion, together with constitutional protections regarding privacy, contraception, and same-sex marriage. A much sounder analysis, in my view, is to base these constitutional rights on the Ninth Amendment, as Madison and other of the Framers arguably intended. Your proposed constitutional amendments attempt to codify such substantive rights (clearly in order to avoid any future textual or originalist attack on them). That is all to the good. But the problem, as Madison recognized, is to avoid the legal maxim of expressio unius est exclusio alterius (“the expression of one is the exclusion of others”)—the principle of construction that, for many centuries, has been applied to statutory and contractual interpretation by British and U.S. courts. This is exactly the reason why Madison proposed the language that became the Ninth Amendment. I will develop these ideas further in my forthcoming paper as well as in the third book, Reason and Human Government, of my philosophical trilogy on free will, ethics, and political philosophy. The paper will be completed sometime in the next week or two. The book will require at least another year or two to prepare; it will cover many other things in addition to constitutional interpretation.

Alan E. Johnson, author of The Electoral College: Failures of Original Intent and Proposed Constitutional and Statutory Changes for Direct Popular Vote, 2nd Edition, The First American Founder: Roger Williams and Freedom of Conscience, and Reason and Human Ethics

 


Tuesday, August 16, 2022

"Give Me Liberty, or Give Me Death"

That phrase, attributed to Patrick Henry in a speech before the Second Virginia Convention, credits himwith swinging the delegates to supporting the revolution by providing troops. Too bad it only applied to white colonials.

Henry in his attack on ratification of the Constitution adopted a very different tone with regard to slaves who most definitely were to be given the choice of liberty or death (well, death maybe.)  Robin Einhorn examined the documents and records** of the history of the ratification in an enlightening article.* Henry was adamantly opposed to ratification on several grounds.  He thought it too democratic for one, as it would institute majority rule  at the national level. He also was afraid of what the national government could do to abolish slavery.  "They're coming to take your niggers," was his cry.

Even though he decried slavery as an evil, its abolition should never happen as it was so tied to the economics of the south. :"We ought to possess them in the manner we have inherited them from our ancestors, as their manumission is incompatible with the felicity of the country." The "felicity"of owning should not be subject to the will of the majority because not everyone understood the importance of owning slaves, the decision " should not be "in the hands of those who have no similarity of situation with us."

His attitude was interesting in that the Constitution's compromises heavily favored that "peculiar institution." The Fugitive slave clause was a gift to slave-holding states. Protection of property was paramount and the slave-holding states had a decided advantage in Congress thanks to the 3/5ths rule.

Einhorn proposes that even though many historians saw politics as encompassing both national and state ideals, the interests of southern slave-holding states differed radically from those where slavery was not present. A national government with majority rule could easily overwhelm the interests of slave-holding states.  It was much like the argument for maintaining and arming state militias in the 2nd Amendment. The southern states desperately feared slave uprisings and didn't trust a national army to protect them.  In time of war, white southern males could be called upon to serve and that would leave their plantations without supervision.

Taxation on the national level was also a fear. Henry argued a majoritarian national government could impose "ruinous" taxation on southern plantation leading to the necessity of manumitting or selling slaves to pay the taxes. Even though it was never levied, the $10 tax on imported slaves before 1808 when the trade could be prohibited, displayed the dangers of a national government. "Those feeble ten," he lamented, "cannot prevent the
passing the most oppressive tax law." (He meant the 10 representatives Virginia would have in Congress even with the 3/5ths Clause.  Henry was not impressed by the direct tax clause that apportioned tax based on population, which Federalists argued would prevent such a broad tax.)

"The oppression arising from taxation,"he explained,"is not from the amount but, from the mode." The direct tax clause governed only the amount of Virginia's total tax liability, "yet the proportion of Virginia being once fixed, might be laid on blacks and blacks only. For the mode of raising the proportion of each State being to be directed by Congress, they might make slaves the sole object to raise it of."

Einhorn has written a fascinating analysis of the economic arguments made by Henry and his supporters against ratification. His analysis also sheds light on Madison's famous piece in the Federalist Papers regarding factions and the advantages of a larger republic in protecting property. . In a large republic, a majority sharing any "passion or interest"can "be rendered, by their number and local situation, unable to concert and carry into effect schemes of oppression." In the United States, as Madison famously wrote in Federalist 51, society "will be broken into so many parts,interests and classes of citizens, that the rights of individuals or of the minority, will be in little danger from interested combinations of the majority."  Little did he know...

 *Society for Historians of the Early American Republic
"Patrick Henry's Case against the Constitution: The Structural Problem with Slavery"
Author(s): Robin L. Einhorn
Source: Journal of the Early Republic, Vol. 22, No. 4 (Winter, 2002), pp. 549-573
Published by: University of Pennsylvania Press on behalf of the Society for Historians of the
Early American Republic  http://www.jstor.org/stable/3124758

**The Documentary History of  the Ratification of the Constitution,(vols. 9-10,
Madison, WI, 1990, 1993)